Privacy Notice

▶  Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some — but not all — sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

▶  What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security number and income
• Account balances and transaction history
• Assets and risk tolerance

When you are no longer our client, we continue to share your information as described in this notice.

▶  How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons Vector3 chooses to share, and whether you can limit this sharing.

Reasons we can share your personal information

What we do

How does Vector3 protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secure files and buildings.

How does Vector3 collect my personal information?

We collect your personal information, for example, when you:

• Seek advice about your investments
• Enter into an investment advisory contract
• Tell us about your investment or retirement portfolio or earnings
• Give us your contact information

We also collect your personal information from other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only: sharing for affiliates’ everyday business purposes; information about your creditworthiness; affiliates from using your information to market to you; and sharing for nonaffiliates to market to you. State laws and individual companies may give you additional rights to limit sharing.

Client personal information & security

In compliance with federal law, we maintain physical, electronic, and procedural safeguards designed to protect your nonpublic personal information. We maintain a written incident response plan. In the event of a security incident involving sensitive customer information, we will provide notices as required by applicable federal and state law.

Definitions

Affiliates

Companies related by common ownership or control. They can be financial and non-financial companies. Vector3 has no affiliated companies.

Nonaffiliates

Companies not related by common ownership or control. They can be financial and non-financial companies. Vector3 does not share with nonaffiliates so they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Vector3 doesn’t jointly market.

Website, cookies, and analytics

This notice also applies to your use of vector3wealth.com. The site does not use advertising or tracking cookies, and we do not use third-party analytics to profile visitors or follow them across other websites.

Our hosting and security providers may keep standard technical logs, such as IP addresses and pages requested, to operate and protect the site. We do not use that information to build marketing profiles, and we do not sell it.

If you email us or send an inquiry through the site, we use the information you provide only to respond to you and, should you become a client, as described above. Because we do not track visitors, we treat every visit the same way, regardless of any “Do Not Track” signal your browser sends.

Text messaging and mobile information

If you provide your mobile telephone number and consent to receive text messages, we may send you messages relating to your inquiry, your account, or scheduling. Message frequency varies. Message and data rates may apply.

You may opt out at any time by replying STOP to any message. Reply HELP for assistance, or contact us using the details below.

No mobile information will be shared with third parties or affiliates for marketing or promotional purposes. All other categories of information sharing described in this policy exclude text messaging originator opt-in data and consent — this information will not be shared with any third parties.